The Federal Reserve Board, the FDIC and the OCC extended previously issued no-action relief to asset managers and other institutions from regulations that limit extensions of credit to "insiders."
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The FTC ordered Mastercard to allow merchants that accept Mastercard-branded debit cards saved in e-wallets to route transactions through payment card networks not operated by Mastercard.
A firm operating as a "market center" settled FINRA charges for under-reporting "covered orders" in contravention of SEC disclosure requirements on order execution.
The IRS postponed the application of the new "digital assets broker reporting rules" until the issuance of new final regulations interpreting those sections.
A brokerage firm settled SEC charges for failing to comply with Exchange Act disclosure requirements when acting as an underwriter in connection with multiple limited offerings of municipal securities.