FINRA named JPMorgan Chase & Co. Vice Chair Stephen M. Cutler to its Board of Governors.
News & Insights
The MSRB announced new members of the 2017 Investor Advisory Group. Group members advise the MSRB Board of Directors on municipal market practices, transparency and investor protection issues.
The CFTC issued an agenda for the upcoming Market Risk Advisory Committee public meeting. The CFTC will focus on recommendations concerning central counterparties in the event of a default by a clearing member.
The CFTC submitted a proposed Consent Order to the District Court for the Northern District of Illinois that would resolve a civil enforcement action concerning allegations of "spoofing" and price manipulation.
The CFTC approved final amendments that specify the time period for filing annual Chief Compliance Officer Reports by futures commission merchants, swap dealers and major swap participants.