The SEC extended the date by which the SEC is required to act on the proposed National Market System Plan Governing the Consolidated Audit Trail.

The Investment Company Institute is hosting a conference on issues and emerging trends that affect closed-end funds. The event takes place today, at the Convene Conference Center in New York City.

The SEC announced the agenda and panelists for a public forum on fintech innovation in the financial services industry. The forum will be held on November 14, 2016.

Comptroller of the Currency Thomas J. Curry described the OCC's approach to regulatory initiatives concerning "fintech" innovation.

The SEC requested comments on a FINRA proposal to establish a fee for using the new Academic Corporate Bond TRACE Data Product.