SEC Division of Investment Management Director David W. Grim described regulatory developments and trends affecting investment products offered by life insurance companies.

The Futures Industry Association ("FIA") and the FIA Principal Trading Group expressed "grave concerns" about provisions for access to source code contained in the CFTC supplemental proposal to Regulation Automated Trading.

FINRA proposed delaying the implementation date of a rule change concerning alternative trading systems. The change requires those systems to submit specific order and execution information to FINRA.

IOSCO requested comments on a consultation report that examines how market participants use nontraditional products and services offered by credit rating agencies.

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