The CFTC released a staff report summarizing the results of eleven internally developed supervisory stress tests that were applied to five CFTC-registered derivatives clearing organizations.

FINRA proposed modifying the website data publication requirements relating to the Regulation NMS Plan to implement a Tick Size Pilot Program.

FINRA proposed (i) prohibiting two specific types of disruptive quoting and trading activity, and (ii) expedited proceedings to take prompt action for violations.

FINRA announced that its Academic Corporate Bond TRACE Data product will be made available starting on February 27, 2017, and will be subject to a fee.

The CFTC approved final amendments that address when annual Chief Compliance Officer reports must be filed by futures commission merchants, swap dealers and major swap participants.