The CFTC added the names of 71 foreign entities to the Registration Deficient ("RED") List. There are now over 110 foreign entities on the RED list.

The CFTC Division of Swap Dealer and Intermediary Oversight issued an exemption allowing commodity trading advisors to use third-party record keepers.

Two former executives at Hungarian-based telecommunications company Magyar Telekom agreed to pay financial penalties in order to settle an SEC case alleging violations of the Foreign Corrupt Practices Act.

The CFTC published the 2016 schedule of fees for overseeing the rule enforcement programs of regulated exchanges and the National Futures Association.

The SEC extended the comment period from May 8, 2017 until July 7, 2017 on the disclosures required by Industry Guide 3 ("Statistical Disclosure by Bank Holding Companies").