The MSRB reported a continuing decrease in the number of MSRB-registered municipal securities dealers and less concentration of customer trades by big dealers.

SEC Chair Jay Clayton defended the SEC FY 2020 Budget Request before the Senate Appropriations Subcommittee on Financial Services.

The Federal Reserve Board found that the financial sector appears resilient "with low leverage and limited funding risk" despite the volatility in the markets last year.

FINRA provided guidance to member firms on reporting and monitoring suspicious activity under the FINRA anti-money laundering compliance program rules.

The CFTC Division of Enforcement issued its first public Enforcement Manual to provide guidance for Division staff and those subject to Commodity Exchange Act and CFTC regulations.