FINRA's proposal to update its manual to reflect a new FINRA subsidiary, FINRA CAT, LLC, was published in the Federal Register.
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OFAC rescinded sanctions against a former Director General of Venezuela's intelligence service after he announced support for the constitution and the National Assembly.
The SEC clarified that any registrant may voluntarily satisfy the recently adopted mining disclosure requirements if it complies with (i) Mining Operations disclosure rules and (ii) EDGAR requirements.
The U.S. Senate Committee on Banking, Housing and Urban Affairs considered testimony on the collection, use, and protection of personally identifiable information in light of the EU's General Data Protection Regulation.
A U.S. District Judge declared a mistrial after jurors were unable to reach a unanimous verdict concerning an alleged commodities spoofing scheme related to the 2010 Dow Jones "Flash Crash."