The MSRB proposal to eliminate the requirement that an up-to-date copy of the MSRB Rulebook be kept in each office was published in the Federal Register.
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22403 News Results
FINRA proposed two rules that would impose additional obligations on firms with "significant histor[ies] of misconduct."
The Financial Crimes Enforcement Network warned financial institutions of public corruption in Venezuela, as well as of attempted money laundering by Venezuelan political figures.
The Federal Reserve Board proposed expanding the number of financial institutions that fall under the "netting" provisions of the Federal Deposit Insurance Corporation Improvement Act of 1991.
The CFPB requested comment on a proposal "to raise the coverage thresholds for collecting and reporting data about closed-end mortgage loans and open-end lines of credit."