FINRA provided guidance to help market participants understand the short sale volume data published on its website.
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The SEC authorized the Long-Term Stock Exchange, Inc., a Silicon Valley-based venture, to operate as a U.S. national securities exchange.
SIFMA recommended a new approach to strengthen cross-border cooperation among regulators to "enhance the coherence of their respective regulations" and "enshrine[] cooperation within legally binding trade agreements."
Outgoing CFTC Chair J. Christopher Giancarlo defended the approach taken by global regulators to mitigate risk in derivatives markets.
The U.S. seized one of North Korea's largest bulk carrier vessels for shipping illicit coal and heavy machinery.