CFTC Commissioner Dawn D. Stump outlined "common sense" fixes on position limits, swap execution facilities, the treatment of non-U.S. central counterparty clearing, a cross-border swaps rule and the implementation of initial margin for uncleared swaps.
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SIFMA summarized the SEC's "Regulation Best Interest" rulemaking package.
The U.S. Senate Committee on Banking, Housing and Urban Affairs considered testimony on the impact that information resellers have on financial data privacy, credit, insurance, employment and housing.
A broker-dealer agreed to settle FINRA charges for sending false asset valuations to customers in their consolidated statements.
OFAC sanctioned a Syrian oligarch and associated individuals and entities that support the Assad regime.