The Chicago Mercantile Exchange Business Conduct Committee charged a firm for exceeding the spot month position limit in September 2017 corn futures contracts.

The CFTC Division of Swap Dealer and Intermediary Oversight granted no-action relief allowing swap dealers to permit certain amendments to "legacy swaps" without causing them to lose their legacy status under uncleared swaps margin requirements.

The SEC filed a new action against a financial technology company and its CEO for (i) falsifying revenue and (ii) fraudulently securing the company's listing on Nasdaq.

OFAC amended several general licenses to clarify that transactions and dealings concerning the exportation of diluents to Venezuela are not permitted.

An online retailer agreed to pay penalties and implement remedial data security policies in order to resolve a New York State investigation into a consumer data breach.