Three companies settled separate potential civil liabilities for apparent violations of the Cuban Assets Control Regulations.

The CFTC Office of the Inspector General expressed "disappoint[ment]" with the CFTC's lack of progress in addressing whistleblower allegations of mismanagement in the Risk Surveillance Branch of the CFTC Division of Clearing and Risk.

The CFTC Office of the Inspector General highlighted significant deficiencies in the agency's Data Governance Program and advised the CFTC to either update the existing Integrated Surveillance System platform or transfer to a better platform.