The SEC staff provided no-action relief to a Canadian company, allowing it to conduct a tender offer in the United States in accordance with the requirements of Canadian law and exemptions granted from those requirements.
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SEC Commissioner Robert J. Jackson Jr. and MIT Senior Lecturer Bob Pozen called on the SEC to make executive compensation practices more transparent to shareholders.
Several law enforcement agencies joined together to create a task force to investigate and prosecute fraudsters who disproportionately target seniors.
The SEC adopted a rule change that will clarify an annual reporting exemption for certain broker-dealers.
At a roundtable discussion hosted by the Federal Reserve Board, bankers and community groups described their experiences with Community Reinvestment Act implementation and proposed amendments to better address underserved areas.