Two broker-dealers settled separate SEC charges for submitting deficient electronic blue sheet data.

FINRA adopted amendments to Rules 6110 and 6610 that will expand the summary firm data FINRA publishes on its website regarding OTC equity trading.

Dorothy D. DeWitt will serve as Director of the Division of Market Oversight.

CFTC Commissioners adopted amendments to increase current position limits that apply solely to security futures products and to harmonize them with limits set for equity options traded on a securities exchange.

CFTC Commissioners proposed revisions to the agency's public rulemaking procedures consistent with the Administrative Procedures Act.