NFA permanently barred a CTA and its principal for providing false information and failing to cooperate with an NFA examination.
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22403 News Results
An investment management firm withdrew a proposal for a Bitcoin exchange-traded fund that was submitted to Cboe BZX Exchange.
The SEC proposed new rules and amendments that would (i) update the statistical disclosures for bank and savings and loan registrants and (ii) eliminate redundant disclosures.
The Treasury Department proposed regulations to implement the Foreign Investment Risk Review Modernization Act and broaden the authority of the Committee on Foreign Investment in the United States.
The CFPB requested feedback on inviting regulators, technologists and others to try to solve regulatory compliance challenges in competitions known as "Tech Sprints."