FINRA Executive Vice President and Head of Enforcement Susan Schroeder will leave the agency later this year.
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The SEC, CFTC and UK Financial Conduct Authority urged market participants to address the risks posed by "opportunistic strategies" in the credit derivatives markets.
The SEC charged a digital asset incubator company and its founder with conducting an illegal securities offering and acting as an unregistered broker-dealer.
The Consumer Financial Protection Bureau highlighted recent findings from supervisory exams covering auto loan origination, credit card account management, debt collection and mortgage origination.
OFAC designated three individuals and 16 entities in connection with a "large-scale network of corruption" related to a Venezuelan food subsidy and distribution program.