The MSRB proposed a rule change that would amend the professional fee for municipal advisors.

In a joint statement, the CFTC and the European Commission reaffirmed their commitment to "transatlantic cooperation" among regulators and to implement G20 reforms to the derivatives market.

The Directors of the Division of Clearing and Risk and the Division of Swap Dealer and Intermediary Oversight responded to inquiries regarding the treatment of separate accounts of a single beneficial owner.

A chief compliance officer of an investment firm settled CFTC charges for fraudulently soliciting investments in commodity pools and misappropriating investor funds.

An SEC proposal to facilitate the implementation of the Consolidated Audit Trail was published in the Federal Register.