FINRA provided FAQs on how broker-dealers may comply with FINRA disclosure requirements when communicating with customers through electronic media.
News & Insights
22403 News Results
The CFTC-proposed revisions to CFTC Public Rulemaking Procedures were published in the Federal Register.
Several individuals and one company settled Chicago Mercantile Exchange charges for varying trade practice violations.
OFAC designated the Central Bank of Iran, the National Development Fund of Iran and an Iran-based company for providing funding mechanisms that "the Iranian regime uses to support its terrorist network."
SEC Commissioner Elad L. Roisman called for a broad reassessment of equity market structure regulation.