The CFPB and the Federal Reserve Board set dollar thresholds for exempt consumer credit and lease transactions in 2020.

The North American Securities Administration Association will continue to waive Investment Adviser Registration Depository system fees for state-registered investment adviser firms in 2020.

A Swiss company settled separate CFTC and SEC charges for (i) acting as a futures commission merchant without registering with the agency and (ii) dealing in unregistered security-based swaps.

SEC Chair Jay Clayton asked for public comment on whether asset-level disclosure requirements for residential mortgage-backed securities are causing a decrease in SEC-registered offerings.