The SEC proposed amendments to the procedural requirements and resubmission thresholds of the Securities Exchange Act shareholder proposal rule.

The SEC amended its Complaint of fraud and misappropriation against a CEO and his online auction portal by adding a new charge against them for unlawfully trying to "silence" investor complaints.

The MSRB proposal to amend the content outline for the Series 54 examination and selection specification was published in the Federal Register.

The Federal Reserve Bank of New York proposed publishing daily compounded averages of the Secured Overnight Financing Rate for three tenors.

A company and several associates settled CFTC charges for failing to register as commodity trading advisors while offering foreign currency transactions to retail customers.