The House of Representatives passed the Crowdfunding Amendments Act, which would address immediate issues caused by the SEC's final crowdfunding rule.

The House of Representatives passed a bill designed to reform the Bank Secrecy Act and related anti-money laundering laws.

The FDIC and Federal Reserve Board notice and request for feedback on the use and effectiveness of ratings assigned under the Uniform Financial Institutions Rating System was published in the Federal Register.

The House Agriculture Committee approved a bill to reauthorize the CFTC through 2025.

FINRA notified firms that the annual registration Renewal Program begins on November 11, 2019. Preliminary fee statements will be available for firms at that time.