OFAC extended the expiration date for two Ukraine-related General Licenses.

Beth A. Williams, Assistant Attorney General for the Office of Legal Policy, outlined several DOJ initiatives to combat elder fraud and abuse.

The SEC reminded registered investment companies of certain requirements concerning filing monthly portfolio investment reports (N-PORT) and annual reports (N-CEN).

A broker-dealer and its Chief Financial Officer and Financial Operations Principal settled FINRA charges for operating a securities business below the net capital requirement.