SIFMA President and CEO Kenneth E. Bentsen, Jr. urged the SEC not to make broker-dealers liable for any potential security breaches in the agency's consolidated audit trail.

The SEC Division of Investment Management extended the hours during which registered investment companies and business development companies can submit their EDGAR filings.

The CFTC Division of Swap Dealer and Intermediary Oversight granted no-action relief to futures commission merchants and introducing brokers concerning net capital treatment of covered loans received under the Paycheck Protection Program.

The CFTC Agricultural Advisory Committee debated the impact of the COVID-19 pandemic on agricultural commodity markets.

FINRA filed a complaint against a broker-dealer for allowing a " disqualified person" to continue to engage in securities dealings.