The SEC awarded $5 million to a whistleblower for providing information that led to a successful enforcement action.

The Federal Reserve Board modified the Paycheck Protection Program to allow bank executive officers, directors and principal shareholders to apply for loans on behalf of small businesses they own.

A broker-dealer settled FINRA charges for Order Audit Trail System reporting violations.

The Alternative Reference Rates Committee set forth key objectives for 2020 in order to support the voluntary use of the Secured Overnight Financing Rate and the transition away from LIBOR.

The Federal Reserve Bank of New York issued a series of FAQs concerning the implementation of the Primary Market Corporate Credit Facility and the Secondary Market Corporate Credit Facility.