The SEC charged a microcap issuer and its CEO for making false claims that it had acquired for sale a large number of N95 masks through a "direct pipeline from manufacturers and suppliers to buyers."

In its Annual Report on regulatory compliance by state-registered investment advisers, the North American Securities Administrators Association found that cybersecurity deficiencies are on the rise.

The FDIC and the Federal Reserve Board extended the comment deadline on proposed updates to the resolution plan submission guidance for certain large foreign banking organizations.

The Federal Reserve Board published FAQs concerning the recently established Commercial Paper Funding Facility.

FINRA issued new COVID-19-related guidance on (i) fixed income mark-up disclosures and (ii) the payment of Funding Portal Gross Income Assessments.