FINRA Head of Enforcement Jessica Hopper warned firms to scrutinize broker requests "to be named a customer’s beneficiary, executor or trustee or to hold a power of attorney for a customer."

OFAC urged persons subject to U.S. sanctions, including financial institutions and other businesses, to notify OFAC of any anticipated delays in meeting certain regulatory reporting deadlines due to COVID-19.

Three investment advisers settled separate charges with the SEC after self-reporting certain failures to disclose conflicts of interest that were the focus of the SEC Enforcement Division's Share Class Selection Disclosure Initiative.

The CFTC requested comment on issues addressed by the CFTC Climate-Related Market Risk Subcommittee.

The North American Securities Administrators Association offered state-by-state COVID-19-related regulatory information and relief provided in response to COVID-19.