FINRA reminded its members of their ongoing obligations during times of market volatility, obligations which include duty of best execution, proper disclosures, adjustment of margin requirements and strong liquidity management.
News & Insights
22393 News Results
The CFPB rescinded its "Statement of Policy Regarding Prohibition on Abusive Acts or Practices," effective March 19, 2021.
Federal Reserve Board Chair Jerome Powell emphasized the importance of collaboration to create a more inclusive, efficient and transparent cross-border payments ecosystem.
The U.S. Senate Financial Services Committee considered five bills, which would mandate that regulated entities disclose "diversity data".
The MSRB requested comment on a new rule that would codify previously issued interpretive guidance on the duties and conduct of solicitor municipal advisors.