FINRA proposed extending until October 20, 2021 a pilot program that governs the review of "clearly erroneous transactions" in exchange-listed securities.
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The Congressional Research Service considered the implications to administrative agency adjudications of a case concerning patent judge appointments currently before the Supreme Court.
The Cabinet Regulatory Tracker is a list of effective dates, comment deadlines, expiration dates, reporting deadlines and compliance dates.
FINRA requested comment on proposed amendments intended to clarify the application of margin requirements to "when issued" and other extended settlement transactions.
OFAC issued two FAQs addressing the application of sanctions on certain Chinese military companies.