IOSCO emphasized the importance of going concern financial disclosure for public companies during the COVID-19 pandemic.
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OFAC designated two Burmese military holding companies to the Specially Designated Nationals and Blocked Persons List.
FINRA clarified its interpretations for margin rules on counting day trades and pattern day trading.
Federal Reserve Board Governor Lael Brainard warned that "financial market participants that do not put in place frameworks to assess and address climate-related risks could face significant losses on climate-sensitive assets caused by environmental shifts, by a disorderly transition, or both."
NFA set the effective date of September 30, 2021, for a recently adopted interpretive notice concerning members' use of third-party service providers.