A digital asset company settled CFTC charges for delivering "false, misleading or inaccurate reports" of transactions on the company's electronic trading platform and for wash trades by one of the company's former employees.
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At an SEC Asset Management Advisory Committee meeting, SEC Commissioners Hester M. Peirce and Elad L. Roisman questioned the advisory committee's focus on environmental, social and governance concerns.
U.S. House Financial Services Committee Chair Maxine Waters and Subcommittee on Diversity and Inclusion Chair Joyce Beatty requested diversity and inclusion data from investment firms managing assets of $400 billion or more.
The SEC charged an individual with selling fake insider stock tips on the dark web.
The Federal Reserve Board, the FDIC and the OCC announced that the temporary supplementary leverage ratio, modified in May 2020 to exclude U.S. Treasury securities and central bank reserves, will expire, as scheduled, on March 31.