In testimony before the Senate Banking Committee, Federal Reserve Board Vice Chair for Supervision Randal K. Quarles provided legislators with an update on the effects and wind-down of programs implemented in response to the pandemic.
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22388 News Results
A firm settled FINRA and NYSE Arca charges for mismarking sell orders and failing to document compliance with SEC short sale locate requirements.
The U.S. House Financial Services Committee considered proposed public market reforms, including legislation to enhance investor protections relating to special purpose acquisition companies.
Federal Reserve Board Governor Lael Brainard described technological and market developments driving the FRB's deliberations on central bank digital currencies.
At a conference on ESG Disclosure, SEC Commissioner Allison Herren Lee challenged the "myths and misconceptions" about materiality in the context of ESG disclosures.