The CFTC ordered two individuals and their affiliated firms to pay civil monetary penalties for alleged wash sales and noncompetitive trades.
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The Congressional Research Service reviewed recent increases to the debt limit and the Treasury Secretary's statutory authority to "invoke extraordinary measures" and declare a "debt issuance suspension period."
House Financial Services Committee Chair Maxine Waters (D-CA) challenged FDIC Chair Jelena McWilliams to cite the legal authority relied on for halting a review of the bank merger process.
The National Credit Union Administration set a January 1, 2022 effective date for a final rule that would establish a simplified method of measuring capital adequacy for credit unions classified as complex.
Following a rule review, FINRA decided to maintain its rule on business continuity plans and emergency contact information.