The NFA Business Conduct Committee issued a complaint against an introducing broker and its CEO for registration and supervision violations.
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22383 News Results
SEC Chair Gary Gensler appointed four new members to the executive staff. New appointees will support policy, enforcement and agency operations.
FDIC Chair Jelena McWilliams sent a letter to President Joseph R. Biden communicating her intent to resign as Chair of the FDIC effective February 4, 2022.
The Cabinet Regulatory Tracker is a list of comment deadlines, effective dates, compliance deadlines and expiration dates.
The Chicago Mercantile Exchange amended a rule on swap elections in connection with the transition from LIBOR to SOFR.