NFA adopted amendments to financial reporting requirements for swap dealers that are also security-based swap dealers subject to SEC financial reporting requirements.
News & Insights
OFAC sanctioned eight Chinese technology firms for supporting the tracking and surveillance of minority groups in China, including members of the predominantly Muslim Uyghur and Kazakh communities. OFAC placed these companies on the Non-Specially Designated Nationals Chinese Military-Industrial Complex List.
The National Credit Union Administration provided guidance clarifying permitted activities and obligations with respect to relationships between federally insured credit unions and the third-party providers of digital asset services.
William A. Birdthistle, a professor at the Chicago-Kent College of Law, was appointed to lead the SEC Division of Investment Management.
A private equity fund adviser settled SEC charges for (i) improperly offsetting portfolio company fees against management fees charged to clients and (ii) failing to clarify management fee calculations to clients.