SIFMA requested that the SEC extend the comment period for proposed rule changes to various provisions covering affirmative defenses and disclosures related to insider trading.
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In a new report, the CFPB asserted that credit bureaus Equifax, Experian and TransUnion did not comply with statutory obligations to respond to consumer complaints submitted through the CFPB's complaint process.
The New York Attorney General recommended safeguards to defend against "credential stuffing" after an investigation found widespread cyberattacks impacting more than 1.1 million consumers.
Treasury announced that, after the necessary consultation with the FDIC and the SEC, it is providing a retail broker-dealer with a conditional exemption from certain Dodd-Frank recordkeeping requirements for certain of its qualified financial contracts.
In an Investment Funds Statistics Report, IOSCO assessed the risks within the global investment funds industry.