The FDIC issued a final rule that includes an additional business relationship that meets the "primary purpose" exception to the definition of "deposit broker" under the Federal Deposit Insurance Act.

An issuer settled SEC charges for material misstatements and omissions in public filings concerning "the independence of members of its board of directors, the independence of board committees, and the existence of interlocking relationships between its directors and executive officers."

The SEC reminded companies to use the 2021Q4 version of the Document and Entity Information taxonomy for Electronic Data Gathering, Analysis, and Retrieval system filings.

The North American Securities Administrators Association identified the top four investor threats for 2022, based on a survey of North American securities regulators.