The SEC reopened the comment period on a proposal to amend the current executive compensation disclosure rule, Item 402 of Regulation S-K, to require that companies disclose the relationship between their executive compensation and financial performance.
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The SEC extended the period for action on a proposed rule change enhancing capital requirements for clearing organizations. The SEC designated March 29, 2022 as the new date by which it will "either approve, disapprove, or institute proceedings to determine whether to disapprove" the proposed rule change.
The SEC extended its consideration of a proposed rule change to list and trade shares of (i) ARK 21Shares Bitcoin Exchange-Traded Fund on the Cboe Exchange, Inc. and (ii) Teucrium Bitcoin Futures Fund on the NYSE Arca Exchange.
FINRA provided a Consolidated Audit Trail Onboarding Guide to members. The Guide provides information for first time users to access the CAT Test and Production Environments.
The SEC proposed to (i) expand the definition of "exchange" under SEA Rule 3b-16 to include systems that only display "trading interest" (as opposed to "orders") including by use of "communication protocols"; and (ii) remove the exemption that Regulation ATS currently provides to systems that trade only government securities.