Reg. Tracker: October 16 to October 31

The Cabinet Regulatory Tracker is a list of effective dates and comment deadlines. Click on the links below to view deadlines from October 16, 2021, to October 31, 2021.

Effective Dates

• October 18: FTC - Duties of Creditors Regarding Risk-Based Pricing Rule

• October 18: FTC - Duties of Users of Consumer Reports Regarding Address Discrepancies

• October 18: FTC - Duties of Furnishers of Information to Consumer Reporting Agencies Rule

• October 18: FTC - Affiliate Marketing Rule

• October 26: FINRA - TBA Margin Requirements

• October 26: FINRA - Proposed Rule Change To Establish an Administration and Delivery Fee for the Municipal Advisor Principal Examination

Comment Deadlines

• October 18: FRB, FDIC and OCC - Proposed Interagency Guidance on Third-Party Relationships: Risk Management

• October 25: FinCEN - FinCEN Seeks Comment on Regulations to Implement BSA Provisions on Antiquities Trading

• October 27: FINRA - Proposed Rule Change To Amend FINRA Rule 2231 (Customer Account Statements)

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