Lawmakers introduced a bill that would require the Federal Reserve Board, FDIC, OCC, and SEC to release their supervisory records on Jeffrey Epstein and open investigations into financial institutions tied to him.

A former Chief Investment Officer of a registered investment adviser settled SEC fraud charges over a trade allocation scheme and accepted a bar from the securities industry.

The DOJ National Fraud Enforcement Division directed its prosecutors to assess securities fraud, consumer fraud, tax, and cybercrime charges in fraud cases and to freeze and seize proceeds early.

A money transmitter and crypto kiosk operator settled charges by 34 state financial regulators that it ran a deficient AML program.

The Managed Funds Association and the Investment Company Institute urged the CFTC to finalize and expand its proposal to exempt SEC-registered investment advisers from registering as CPOs and CTAs.