FINRA Proposes to Update Cross-References and Make Non-Substantive Technical Changes to Certain Rules (Fed. Reg.)

The FINRA proposal to update cross-references and make non-substantive technical changes to numerous FINRA rules was filed and published in the Federal Register. The changes are effective immediately.

The proposal would, among other things, (i) update rule cross-references to reflect the adoption of new consolidated supervision rules, (ii) make technical changes to FINRA rules relating to arbitration and (iii) replace TRACE with ADF.

Although the proposal was filed to be effective immediately, comments may be submitted until December 9, 2014.

See: 79 FR 68731.Related news: FINRA Proposes to Update Cross-References and Make Non-Substantive Technical Changes to Certain Rules (November 3, 201).