Approval of FINRA-Proposed Rule Regarding Corporate Financing Rules (Fed. Reg.)

The SEC order approving the FINRA-proposed rule change to simplify and refine the scope of FINRA Corporate Financing Rules 5110("Corporate Financing Rule - Underwriting Terms and Arrangements") and 5121("Public Offerings of Securities with Conflicts of Interest") was published in the Federal Register.

See: 79 FR 24802. Related news: SEC Approves Proposed Amendments to FINRA Corporate Financing Rules (April 29, 2014); FINRA Proposes Rule Change to Simplify and Refine the Scope of Corporate Financing Rules (January 9, 2014).