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CFTC Requests Comment on Collections of Information Involving Registered Entities (Fed. Reg.)

The CFTC solicited comment on collections of information provided for by CFTC Rules Part 40 ("Provisions Common to Registered Entities") regarding registered entities. The request for comment was published in the Federal Register. Part 40 generally requires that markets provide an explanation and analysis when seeking to implement new products, rules, and rule amendments, including changes to product terms and conditions.

The CFTC is soliciting comments on:

  • whether the proposed collection of information is necessary for the proper performance of the functions of the CFTC, including whether the information will have a practical use;
  • the accuracy of the CFTC's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;
  • ways to enhance the quality, usefulness, and clarity of the information to be collected; and
  • ways to minimize the burden of collection of information on those who are to respond, including through the use of appropriate automated electronic, mechanical, or other technological collection techniques or other forms of information technology; e.g., permitting electronic submission of responses.

Comments must be submitted by August 11, 2015.

See: 80 FR 33491.

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