The CFTC proposed an Order to provide substituted compliance for capital requirements applicable to nonbank swap dealers organized and domiciled in Japan.

The CFTC proposed rule amendments that would impose additional governance requirements on derivatives clearing organizations.

A mortgage banking and lending company agreed to settle parallel DOJ and CFPB allegations that it engaged in discriminatory lending practices.

The National Association of Manufacturers and the Natural Gas Services Group, Inc. filed a Complaint for Declaratory and Injuctive Relief against the SEC for rescinding its 2020 rulemaking governing proxy voting advice.

OCC requested that interested parties provide academic-and policy-focused research on the impact of FinTechs and nonbanks on the markets for lending, deposit-taking and payment services.