The cryptocurrency trading company Robinhood Crypto, LLC settled charges by the New York Department of Financial Services that it failed to (i) maintain an effective BSA/AML program, (ii) comply with NYDFS cybersecurity regulations, and (iii) comply with provisions of a previously issued Supervisory Agreement.

SIFMA and the Investment Company Institute, in consultation with DTCC, outlined a plan of action that helps market participants prepare for the transition to a T+1 settlement cycle.

New York Attorney General Leticia James urged any New York resident affected by the recent crash in the cryptocurrency market to file a complaint with the state's Office of the Attorney General.

FINRA proposed to further delay the implementation of margin requirements for Covered Agency Transactions from October 26, 2022 to April 24, 2023.

The SEC re-proposed amendments that would narrow the scope of an exemption from FINRA membership currently relied upon by broker-dealers that trade only on exchanges.