OFAC issued a "Finding of Violation" to a bank for violations of the Weapons of Mass Destruction Proliferators Sanctions Regulations.

OFAC issued a general license authorizing transactions "ordinarily incident and necessary to the wind down" of certain financial contracts with Russian Federation entities.

FINRA amended its rules on method of service and filing of documents in disciplinary proceedings and appeals. The amended rules become effective on August 22, 2022.

FINRA extended its pilot program on clearly erroneous transactions until October 20, 2022. The extension became effective on July 19, 2022.

A broker-dealer settled charges by FINRA and other SROs for failing to (i) establish a supervisory system to detect and resolve manipulative trading alerts or (ii) respond to "red flags" generated by an automated surveillance system.