FINRA proposed amendments that would require transactions in TRACE-eligible securities that currently are subject to a 15-minute reporting timeframe to be reported within one minute.

In a regulatory notice, FINRA reminded member firms of their obligation to monitor for digital signature falsification.

OCC Acting Comptroller Michael J. Hsu encouraged financial institutions to continue investing in cybersecurity risk mitigation efforts, and to collaborate through financial industry joint efforts aimed at information sharing and collective defense.

The SEC Small Business Capital Formation Advisory Committee held a hearing on (i) the capital-raising landscape for small businesses and (ii) secondary liquidity challenges for investors in small and emerging businesses.

A bipartisan group of U.S. Senators introduced legislation that would establish a framework for the CFTC to regulate the spot market for digital commodities.