The United States and Israel finalized a Memorandum of Understanding on cybersecurity cooperation.

SIFMA recommended changes to FINRA's proposal "to treat a private residence at which an associated person engages in specified supervisory activities as a non-branch location."

Earlier this summer, and with much fanfare, cryptoassets trading platform LCX AG obtained an order from a New York state court judge authorizing it to use a "service token" to serve court papers on unknown defendants accused of stealing $8 million from a virtual wallet.

A bank holding company settled SEC charges for (i) failure to maintain accurate records regarding commercial real estate security valuations, (ii) failure to incorporate all available market data into its valuations, (iii) issuing material misstatements relating to its valuations and (iv) related supervisory failures.

A broker-dealer settled FINRA charges for failing to maintain written AML policies reasonably designed to detect suspicious transactions.