Comments on the SEC's draft Strategic Plan for fiscal years 2022 through 2026 are due by September 29, 2022.

In a joint comment letter responding to an RFI on a proposal to increase public transparency in the Treasury securities market, SIFMA, SIFMA AMG, the Institute of International Bankers and the ABA Securities Association raised "core considerations" necessary before implementing any new rules.

The SEC Office of Investor Education and Advocacy warned investors about the potential dangers of relying on investment advice delivered through social media.

An investment adviser settled SEC charges for wrap fee account review and disclosure failures.

The CFTC initiated a review of a CFTC Designated Contract Market offering related to "which political party will be in control of each chamber of the U.S. Congress."