IOSCO reviewed "developments in investor education with regard to sustainable finance" and described challenges in regulating against risks associated with ESG products.

The SEC approved individual proposals by the National Securities Clearing Corporation, the Fixed Income Clearing Corporation and the Depository Trust Company to increase capital requirements and to amend related rules.

A broker-dealer settled FINRA charges for implementing an unreasonable commission system on small dollar transactions and related supervisory failures.

The North American Securities Administrators Association warned investors of potential financial scams that take place in the Metaverse and recommended that investors do their due diligence.